Broker Fraud

New York City Broker Fraud Offenses

The broker-client relationship is one built on trust. When a client claims that trust has been broken, or there has been a breach of fiduciary duty, the broker may face criminal charges. At Bachner & Associates, P.C., our attorneys provide experienced legal representation to brokers from a variety of investment industries. We understand the seriousness of the allegations and charges.

If you or someone you know has been charged with or is being investigated for broker fraud, contact a lawyer from our firm today to arrange your free consultation. Since 1982, Bachner & Associates, P.C. has stood up for the rights and reputations of our clients.

Alleged breach of fiduciary duty

Brokers have the fiduciary duty to act in good faith with respect to investments, stocks, securities, and other commodities. When this good faith is questioned in an alleged breach of fiduciary duty, there are steps that can be taken to protect the broker's rights. Bachner & Associates, P.C. is experienced in the various charges that can be filed. Among these are the following:

• Broker dealer fraud
• Stock churning
• Unauthorized trading
• Nondisclosure of commissions
• Identity theft
• Stock price manipulation
• Computer fraud
• SEC charges
• Trading without client authorization
• Taking money from client's account
• False statements
• False press releases
• False property appraisals

Our firm represents brokers that include stock brokers, mortgage brokers, investment brokers, financial brokers, commodities brokers, and real estate brokers. Our clients trust us when they have been charged with broker fraud. These charges and allegations involve misrepresentation and misleading clients. We understand the serious nature of these charges and vigorously strive for a favorable outcome on behalf of our clients. Contact Bachner & Associates, P.C. today to arrange your consultation.