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Stock Fraud

New York City Securities Fraud Defense Attorney

Bachner & Associates, P.C. represents stock brokers and CEOs who have been charged with committing securities violations. Attorney Bachner will also represent brokers and brokerage firms in securities arbitration before the National Association of Securities Dealers (NASD) or the New York Stock Exchange (NYSE), where the majority of securities disputes are resolved. Securities fraud allegations can involve client claims of churning, unsuitability, misrepresentation and misappropriating information. Our lawyers can bring forward a strong defense against claims of securities fraud, ultimately protecting your rights and your reputation.

If you or someone you know has been charged with or is being investigated for securities fraud, contact an attorney from our firm today to arrange your free consultation. Since 1982, Bachner & Associates, P.C. has represented high profile clients in a professional and confidential manner. We can stand up for your rights and your reputation.

Strong defense methods

At Bachner & Associates, P.C., our lawyers have in-depth experience on both the prosecutorial and defense sides of stock broker fraud. We understand the various issues that people in the financial and investment industries may encounter. We apply the appropriate defense methods to each situation. You do not have to face allegations of securities fraud alone. We represent clients in issues related to the following:

  • Sarbanes-Oxley
  • Stock fraud
  • Securities fraud
  • Insider trading
  • "Pump and Dump" schemes
  • Investment fraud
  • Churning funds
  • Fraudulent press releases
  • Bribery
  • Conspiracy

Allegations of securities fraud generally involve an alleged breach of fiduciary duty in the broker-client relationship. Our firm understands the complexities of these relationships and the false allegations that can arise. Contact us today to learn more about how we can help.

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Locations
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To Main Office

26 Broadway, Suite 2310
New York, New York 10004
PHONE: (917) 639-5370
TOLL-FREE: (877) 388-6461
FAX: (212) 344-7774
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NEW JERSEY OFFICE
175 Fairfield Avenue,
Suite 3d
West Caldwell, N.J. 07006
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